Compliance Officer & Company Secretary - Cape Town CBD
Hewitt Colenbrander Recruitment / HC Recruit Cape Town
Technical Competencies and responsibilities
- FAIS & FSP Compliance (Category I & II Private Equity)
- Act as the appointed Compliance Officer, MLCO for the Category II FSP
- Ensure ongoing compliance with: FAIS Act and subordinate legislation
- General Code of Conduct
- Determination of Fit and Proper Requirements
- FSCA Directives, Conduct Standards and Guidance Notes
- Maintain and update: Risk Management Compliance Program (RMCP)
- Compliance Monitoring Programme
- Compliance Manuals, Policies and Procedures
- Act as or support the Company Secretary to group entities
- File CIPC annual returns and amendments
- Manage director appointments, resignations and disclosures
- Manage company set up and amendments thereof
- Governance, Risk & Advisory Support
Behavioural Competencies:
- Trustworthy High ethical values
- Excellent command of the English language
- Strong presentation capabilities
- Self-starter and driven
Please Note: Should you not hear back from us within the next 2 weeks, please consider your application as unsuccessful.
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