Compliance Officer - Cape Town CBD

apartmentHewitt Colenbrander Recruitment / HC Recruit placeCape Town calendar_month 
Technical Competencies and responsibilities
  1. FAIS & FSP Compliance (Category I & II – Private Equity)
  2. Act as the appointed Compliance Officer, MLCO for the Category II FSP
  3. Ensure ongoing compliance with: FAIS Act and subordinate legislation
  4. General Code of Conduct
  5. Determination of Fit and Proper Requirements
  6. FSCA Directives, Conduct Standards and Guidance Notes
  7. Maintain and update: Risk Management Compliance Program (RMCP)
  8. Compliance Monitoring Programme
  9. Compliance Manuals, Policies and Procedures
  10. Act as or support the Company Secretary to group entities
  11. File CIPC annual returns and amendments
  12. Manage director appointments, resignations and disclosures
  13. Manage company set up and amendments thereof
  14. Governance, Risk & Advisory Support
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Behavioural Competencies:

  1. Trustworthy – High ethical values
  2. Excellent command of the English language
  3. Strong presentation capabilities
  4. Self-starter and driven
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Please Note: Should you not hear back from us within the next 2 weeks, please consider your application as unsuccessful.

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