Compliance Officer
Be the Compliance Officer Who Drives Integrity & Trust in the Financial Services Sector
A trusted name in compliance and risk management, is on the lookout for a dynamic, FSCA-approved Compliance Officer (Category I) to join their Western Cape team. Based in the vibrant hub of Tyger Valley, Cape Town, this is an opportunity to make a meaningful impact across South Africas financial services landscape.
About the Role:
The Compliance Officer will be responsible for delivering expert, outsourced compliance solutions to a portfolio of independent Financial Services Providers (FSPs). This individual will play a key role in embedding a culture of compliance, ensuring regulatory excellence, and strengthening client trust through smart, risk-informed guidance.
From conducting onsite visits to delivering sharp, personalised reports the successful candidate will be the go-to advisor, helping businesses navigate legislation like FAIS, FICA, and Treating Customers Fairly (TCF) requirements with confidence and clarity.
Key ResponsibilitiesChampion a full-spectrum compliance service in line with FAIS, FICA, and FSCA mandates
Build and nurture relationships with FSPs across the region
Create and maintain compliance risk frameworks tailored to client needs
Conduct compliance monitoring visits and draft high-impact reports
Deliver post-monitoring feedback and offer actionable insights
Maintain detailed compliance records in line with best practices
Play a key role in business development by sourcing and signing new clients
Collaborate closely with the Regional Manager to meet strategic goals
Minimum RequirementsA relevant tertiary qualification in Law, Accounting, or Finance
FSCA-approved Compliance Officer (Category I) status (this is essential)
At least 3 years of hands-on compliance or risk management experience within financial services
Familiarity with Category I FSP operations
A valid drivers license (client travel may be required)
Skills & CompetenciesIn-depth knowledge of FAIS, FICA, and broader compliance legislation
Strong grasp of risk management principles
Outstanding verbal and written communication
Excellent presentation and interpersonal skills
Self-starter who thrives both independently and within a team
Deadline-driven with a client-first mindset