Compliance Officer (Senior)

Our client, a leading player in the investments and asset management industry, is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving, client-focused environment.

Key Responsibilities:

• Overseeing compliance frameworks specific to investments and asset management
• Monitoring adherence to FIC, FAIS, AML, POPIA, and other regulatory requirements
• Providing compliance guidance to Portfolio Managers, investment teams, and leadership
• Managing compliance monitoring programmes, reporting, and regulatory submissions
• Driving training and awareness initiatives across the business
• Identifying and addressing compliance risks while supporting best-practice governance

Job Experience and Skills Required:

• Proven compliance experience within investments, asset management, or financial services
• Strong knowledge of relevant legislation, including FAIS, FICA, and AML requirements
• Solid understanding of investment products, processes, and client mandates
• LLB

This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility, helping shape compliance strategies that support both regulatory integrity and business performance.

Apply now!