SE-approved Debt Sponsor
Network Recruitment Johannesburg
This role will initially be on a consulting / part-time basis, with time commitment aligned to business needs and expected to grow as the Sponsor Business Unit expands.
KEY RESPONSIBILITIES
Regulatory Compliance and Oversight- Ensure full compliance with JSE DSS Requirements
- Monitor sponsor engagements and ongoing obligations
- Stay abreast of regulatory developments and advise accordingly
- Review and approve documentation submitted to the JSE, including:
- Programme memoranda
- Pricing supplements
- Announcements and compliance certificates
- Provide regulatory guidance on debt issuances and transaction structuring
- Participate in and sign off on sponsor declarations
- Act as designated signatory for sponsor declarations
- Ensure all regulatory submissions are accurate and compliant
- Take responsibility for representations made to the JSE
- Act as primary interface with the JSE Issuer Regulation Division
- Respond to regulatory queries and feedback
- Participate in regulatory calls and meetings
- Represent the firm in engagements with the JSE
- Assist in establishing internal policies and procedures for the debt sponsor function
- Develop compliance frameworks aligned to DSS Requirements
- Support preparation for regulatory reviews or inspections
- Provide internal training on DSS Requirements
- Support development of internal capability
- Supervise team members where required
- Ensure appropriate records and audit trails are maintained for all sponsor engagements
- Oversee documentation relating to approvals, declarations, and JSE correspondence
- Support the growth of the Sponsor Business Unit
- Participate in client meetings and transaction discussions
- Provide regulatory input in client engagements
REQUIREMENTS
Essential- Approved JSE Debt Authorised Representative / Approved Executive
- Strong working knowledge of JSE DSS Requirements
- Experience in debt capital markets / listed debt instruments
- Experience interacting with the JSE Issuer Regulation Division
- Ability to act as sponsor signatory
- Experience within a Debt Sponsor, investment bank, or advisory firm
- Experience reviewing programme memoranda and pricing supplements
- Strong regulatory and compliance background
- High integrity and sound professional judgement
- Strong attention to detail
- Ability to operate independently at a senior level
- Strong communication and stakeholder management skills
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