SE-approved Debt Sponsor

apartmentNetwork Recruitment placeJohannesburg calendar_month 

This role will initially be on a consulting / part-time basis, with time commitment aligned to business needs and expected to grow as the Sponsor Business Unit expands.

KEY RESPONSIBILITIES

Regulatory Compliance and Oversight
  • Ensure full compliance with JSE DSS Requirements
  • Monitor sponsor engagements and ongoing obligations
  • Stay abreast of regulatory developments and advise accordingly
Transaction Review and Execution
  • Review and approve documentation submitted to the JSE, including:
  • Programme memoranda
  • Pricing supplements
  • Announcements and compliance certificates
  • Provide regulatory guidance on debt issuances and transaction structuring
  • Participate in and sign off on sponsor declarations
Sponsor Sign-Off
  • Act as designated signatory for sponsor declarations
  • Ensure all regulatory submissions are accurate and compliant
  • Take responsibility for representations made to the JSE
JSE Liaison
  • Act as primary interface with the JSE Issuer Regulation Division
  • Respond to regulatory queries and feedback
  • Participate in regulatory calls and meetings
  • Represent the firm in engagements with the JSE
Internal Governance and Build-Out
  • Assist in establishing internal policies and procedures for the debt sponsor function
  • Develop compliance frameworks aligned to DSS Requirements
  • Support preparation for regulatory reviews or inspections
Training and Supervision
  • Provide internal training on DSS Requirements
  • Support development of internal capability
  • Supervise team members where required
Record Keeping and Controls
  • Ensure appropriate records and audit trails are maintained for all sponsor engagements
  • Oversee documentation relating to approvals, declarations, and JSE correspondence
Business Development Support
  • Support the growth of the Sponsor Business Unit
  • Participate in client meetings and transaction discussions
  • Provide regulatory input in client engagements

REQUIREMENTS

Essential
  • Approved JSE Debt Authorised Representative / Approved Executive
  • Strong working knowledge of JSE DSS Requirements
  • Experience in debt capital markets / listed debt instruments
  • Experience interacting with the JSE Issuer Regulation Division
  • Ability to act as sponsor signatory
Preferred
  • Experience within a Debt Sponsor, investment bank, or advisory firm
  • Experience reviewing programme memoranda and pricing supplements
  • Strong regulatory and compliance background
Personal Attributes
  • High integrity and sound professional judgement
  • Strong attention to detail
  • Ability to operate independently at a senior level
  • Strong communication and stakeholder management skills

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